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Corviniti/Services/Capital Markets Advisory

Services / Capital Markets

Capital Markets Advisory

Technical accounting and financial reporting expertise for companies raising capital, going public, and operating in the public markets.

Talk to an Expert Call (347) 472-1115

Or email info@corviniti.com · book a 30-minute call

IPO & SPAC Readiness

Comprehensive preparation for public company transitions, from readiness assessments through the first 10-Q.

SEC Reporting Excellence

Registration statements and periodic filings prepared to the standard the SEC and auditors expect.

Transaction Support

Technical accounting for the complex instruments and structures that capital markets transactions create.

100+
Successful transactions completed
20+
Years of experience
$5–50m
Average size of transaction
$20–200m
Average market cap of clients across tech, manufacturing & services
Why Corviniti for Capital Markets

We have sat on both sides of the transaction

Capital markets transactions put a company’s accounting under the highest level of scrutiny it will ever face. The SEC reviews every registration statement. Auditors test every balance. Underwriters diligence every number in the offering document. Companies that prepare properly clear these reviews on schedule. Companies that do not spend months responding to comment letters and restating financials.

Corviniti’s team has audited public companies under PCAOB standards and prepared companies for the audits themselves. We know what the SEC comments on, what auditors test, and where transactions go wrong, because we have seen it from both sides. That experience shapes how we prepare every filing, memo, and schedule.

We work alongside your team, your auditors, your counsel, and your bankers to keep the accounting workstream off the critical path. Fixed-fee scoping, senior-level staffing, and deadlines treated as commitments.

What our capital markets advisory covers

IPO readiness assessmentsGap analysis across financial reporting, controls, governance, and systems, with a sequenced remediation roadmap.
Registration statementsS-1, F-1, and S-4 financial statements, MD&A, and Regulation S-X compliance, including pro formas.
SPAC and de-SPAC accountingWarrant accounting, earnouts, merger accounting, and Super 8-K preparation on de-SPAC timelines.
SEC periodic reporting10-K, 10-Q, and 8-K preparation and review once you are public, built to sustain the quarterly cycle.
Complex instrument accountingConvertible notes, SAFEs, warrants, preferred stock, and embedded derivatives under ASC 480 and ASC 815.
Cheap stock and 409A supportStock compensation and valuation support for the pre-IPO grants the SEC always examines.
Comfort letter supportCircle-up schedules and auditor coordination for AS 6101 comfort letters on underwritten offerings.
SEC comment letter responseTechnical accounting analysis and drafting support to resolve comment letters quickly.
Audit and auditor coordinationPCAOB audit preparation, request-list management, and issue resolution before it hits the audit.
Quarterly reporting readinessClose calendars, disclosure checklists, and processes that meet 10-Q and 10-K deadlines.

Scope Your Project

Capital markets services

Focused support at every stage of the going-public lifecycle.

IPO Readiness

Comprehensive readiness assessments, gap remediation, and workstream management from kickoff through listing day.

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SPAC Advisory

Technical accounting and SEC reporting support for SPAC IPOs, target companies, and the combined entity.

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De-SPAC Transactions

Merger accounting, Super 8-K preparation, and public-company readiness for de-SPAC transactions.

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SEC Reporting

Preparation and review of 10-K, 10-Q, 8-K, and proxy filings that stand up to SEC and auditor scrutiny.

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Form S-1 Preparation

Financial statements, MD&A, and Regulation S-X compliance for registration statements.

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Going Public Advisory

Path evaluation and preparation across traditional IPOs, SPACs, and direct listings.

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Direct Listing Advisory

Reporting readiness and disclosure support for companies listing without an underwritten offering.

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PCAOB Audit Support

Audit preparation and coordination for companies undergoing PCAOB audits.

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Foreign Private Issuer Advisory

IFRS financial statements, US GAAP reconciliations, and Form F-1 or F-4 support for FPIs.

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Why Choose Us?

Big 4 expertise,
boutique agility

Corviniti provides accounting and advisory services with the technical depth of a Big 4 practice and the responsiveness of a dedicated boutique. We bring senior-level attention to every engagement and stay involved until the work is complete.

Get In Touch

Startups and US capital markets are our focus

From growth-stage companies preparing for their first capital raise to established companies navigating complex public market transactions, Corviniti provides the accounting and advisory support that capital markets activity requires.

  • Startup and Fundraising Focused (including Venture Capital)
  • Built for Capital Markets (including IPO and SPAC transactions)
  • Boutique Attention
  • Big Four Experience
  • Transaction Deadline Oriented
Contact Us

Contact Us to Learn More

Call: (347) 472-1115
Email: info@corviniti.com

The best way to get started is to complete the form below. Tell us a bit about your business and we will advise on how best to get started.

We will get back to you within 24 hours.

Ro Sokhi, CPA
Ro Sokhi, CPA
Founder · Big Four trained · 20+ years

We will get back to you within 24 hours.

Frequently Asked Questions

When should we engage a capital markets advisor?

Twelve to eighteen months before a planned transaction is ideal. That window allows time to remediate gaps in controls, systems, and reporting before the auditors and the SEC examine them. We also join transactions already in flight when companies hit accounting issues mid-process.

Do you replace our auditor or work alongside them?

We work alongside them, on your side of the table. Independence rules prevent your auditor from preparing the financial statements and analyses they audit. We prepare the workpapers, memos, and schedules; your auditor tests them.

What makes SEC reporting different from private company reporting?

Scope, precision, and deadlines. Public filings require Regulation S-X compliant statements, expanded footnotes, MD&A, and XBRL tagging, filed on fixed statutory deadlines. The disclosure standard is higher and the tolerance for error is effectively zero.

Can you support both US GAAP and IFRS filers?

Yes. We support domestic registrants under US GAAP and foreign private issuers filing IFRS financial statements, including IFRS-to-US GAAP reconciliations where required.

How do fees work for capital markets engagements?

Fixed fees tied to a defined scope. Simpler projects start around $50,000; full readiness engagements for larger companies run significantly more. We scope precisely after a discovery call so there are no surprises.